Publisher's Synopsis
***Ace Your Exam and Get the Results You Deserve*** Taking the Operations Professional Qualification Examination is a challenge and your results can make a huge difference when it comes to your future. If you do well on the exam, it can open doors and lead to wonderful opportunities. If you do poorly on the exam, you will find yourself with fewer options. You may have to put your plans for the future on hold, or even give up on them altogether. Preparing for your exam with our Series 99 Exam Flashcard Study System can help you avoid this fate and give you a big advantage when you take the test. Thousands of satisfied customers have relied on Mometrix Flashcards to help them pass their exams, and now you can too. Mometrix Test Preparation is not affiliated with or endorsed by any official testing organization. All organizational and test names are trademarks of their respective owners. When you study with Mometrix Series 99 flashcards, you'll get an in-depth review of each test section. The Basic Knowledge Associated with the Securities Industry section includes: * Purpose of the marketplace * Characteristics of securities and products * Basic knowledge of the characteristics of broker-dealers The Basic Knowledge Associated with Broker-Dealer Operations section includes: * Basic knowledge of account opening and maintenance * Basic knowledge of cashiering and account transfers * Basic knowledge of custody and control of securities * Basic knowledge of trade reporting and trade corrections * Basic knowledge of corporate actions * Basic knowledge of margin and stock loan/securities lending * Basic knowledge of settlement * Basic knowledge of account statements and confirmations * Basic knowledge of books and records The Professional Conduct and Ethical Considerations section includes: * Employee conduct * Relationships and dealings with customers, vendors, and associated persons * Customer privacy * Importance of escalating complaints and/or potential red flags * Broker-dealer supervision and control ...and much more! We believe in delivering lots of value for your money, so our flashcard system is packed with the critical information you'll need to master in order to ace your Series 99 exam. Our flashcards enable you to study small, digestible bits of information that are easy to learn and give you exposure to the different question types and concepts. With Mometrix flashcards, you'll be able to study anywhere, whenever you have a few free minutes of time. Study after study has shown that spaced repetition is the most effective form of learning, and nothing beats flashcards when it comes to making repetitive learning fun and fast. Using Mometrix flashcards for your Series 99 review incorporates repetitive methods of study to teach you how to break apart and quickly solve difficult test questions. You also get online access to Series 99 practice test questions, created by our Mometrix test prep team, to prepare you for what to expect on the actual exam. Each answer is explained in depth, in order to make the principles and reasoning behind it crystal clear. Mometrix Test Preparation has helped thousands of people achieve their education goals. Our Series 99 Exam Flashcard Study System can help you get the results you deserve on your Series 99 test too.
