Publisher's Synopsis
***Includes Practice Test Questions*** Get the test prep help you need to be successful on the Series 62 test. The Series 62 Exam is extremely challenging and thorough test preparation is essential for success. Series 62 Exam Secrets Study Guide is the ideal prep solution for anyone who wants to pass the Series 62 Exam. Not only does it provide a comprehensive guide to the Series 62 Exam as a whole, it also provides practice test questions as well as detailed explanations of each answer. Series 62 Exam Secrets Study Guide includes: A thorough overview of the Series 62 Exam, A full study of types and characteristics of securities and investments, An examination of the market for corporate securities, A guide to the evaluation of securities and investments, An in-depth look at handling customer accounts and securities industry regulations, Comprehensive practice questions with detailed answer explanations. It's filled with the critical information you'll need in order to do well on the test: the concepts, procedures, principles, and vocabulary that the Financial Industry Regulatory Authority (FINRA) expects you to have mastered before sitting for the exam. The Types and Characteristics of Securities and Investments section covers: Equity securities, Corporate debt securities, Asset-backed securities, Investment companies, US government and agency securities. The Market for Corporate Securities section covers: Issuing corporate securities, Trading corporate securities, Securities exchange act of 1934, FINRA/NASD conduct rules. The Evaluation of Securities and Investments section covers: Securities analysis, Economics, Investment planning and investor suitability, Tax consequences of securities tran
