Publisher's Synopsis
The universally acknowledged work <b><i>Securities Regulation</i></b> is of immense day-to-day value to the practitioner. The authors' analysis of all relevant statutes plus thousands of cases, <b>SEC</b> administrative decisions and letters definitively clarifies such questions as: <ul> <li> When does a note fall within the definition of a "security" </li> <li> How have the courts altered the express civil liability provisions of the federal securities laws? </li> <li> Can the <b>SEC</b> impose additional ten-day suspensions on trading without notice? </li> <li> Does scienter include reckless as well as intentional conduct? </li> <li> And countless others, so that you're almost sure to find coverage of the "small point" on which your case may turn. </li> </ul> <p> And with all its amazing depth and scope, <b><i>Securities Regulation</i></b> continues to be the current authority on all of today's issues, with detailed coverage of: </p> <ul> <li> The <b>Sarbanes-Oxley Act</b> </li> <li> The <b>SEC</b>'s disclosure requirements </li> <li> Internet securities trading </li> <li> Margin accounts </li> <li> The <b>SEC</b>'s safe harbor initiatives </li> <li> SRO voting rights standards </li> <li> Regulation FD and selective disclosure of material non-public information </li> <li> <b>SEC</b> amendments to the tender offer, proxy, and merger rules </li> <li> Arbitrability of securities disputes </li> <li> And much more. </li> </ul> <p> </p> <p> </p> <p> </p> <p> </p>
