Publisher's Synopsis
UPDATED CONTENT FOR 2020! Your complete guide to passing FINRA's SIE Exam! Created by two finance industry veterans with more than 40 years of combined experience, this comprehensive SIE Exam study guide contains: * 19 individual chapters that thoroughly covers all SIE Exam content; * educational, summary figures & tables spread throughout the SIE Exam study guide to help summarize important content;* end of chapter quizzes that test your knowledge of the SIE prep content covered in each chapter;* practice exams to help simulate the actual SIE Exam; * links to FINRA's SIE practice exam and content outline, and * sourced content for additional focused review. Content covered in the SIE Exam study guide includes regulatory agencies - SEC, FINRA, MSRB, various security types (equity, debt, options, and mutual funds), Initial Public Offerings, business cycle, monetary policy, college savings accounts, investment risks, order and trading strategies, investment returns, corporate actions, dividends, types of accounts, anti-money laundering, privacy rules, communication standards, prohibited activities (insider trading, market manipulation), continuing education, registration requirements, employee conduct, gifts and entertainment, and political contributions. Why purchase SIE Professor's SIE Exam Study Guide? 1. Authors have over 40 years of relevant industry experience.2. Career advancement by obtaining the SIE Qualification Exam for resumes and interviews.3. In addition to hard copy materials, online materials and test are available. For more information about SIE Professor, visit our website at www.SIEProfessor.com.
