Publisher's Synopsis
Navigating the financial markets can often be a confusing and frustrating enterprise. But author and seasoned CEO Thomas Anthony Guerriero provides a unique take on the inner workings of the market and applies concepts and theories known only by the most successful in the industry. In his new book, How to Understand And Master Securities Laws & Regulations, Guerriero provides a detailed breakdown of the fundamentals, concepts, and terminology behind the financial markets. This guide is intricate enough to further the development of rising stars in the industry, yet thorough enough to prepare the most inexperienced beginner for licensure. It touches on such concepts as the following: State regulations Federal regulations, laws, and guidelines Investment vehicles and characteristics Client recommendations and strategies Retirement plans Quantitative measures of investment risks
