Publisher's Synopsis
This is the first practical, accessible resource to provide you with comprehensive legal, regulatory and procedural guidance regarding these increasingly popular offering methodologies. Exempt and Hybrid Securities Offerings gives you a useful understanding of the applicable regulations and legal framework for these transactions, as well as the implications of these regulations for structuring transactions. Packed with checklists, transactional timelines, SEC guidance and a wealth of labour-saving sample documents, Exempt and Hybrid Securities Offerings shows you the relative advantages and drawbacks of the most commonly used forms of exempt and hybrid offerings, while clearly explaining the mechanics of conducting venture private placements; traditional PIPE transactions; structured PIPE transactions; institutional (debt) private placements; Rule 144A offerings; Regulation S offerings; expedited shelf take downs; registered directs; at-the-market offerings; hedging transactions; and continuous issuance programs, including MTN and CP programs. Updated at least once a year, Exempt and Hybrid Securities Offerings is a crucial resource for attorneys, investment bankers and all other market participants.
