Exchange -Traded Funds SEC New Rules 2018

This PRINT REPLICA is the proposed new rules on Exchange -Traded Funds - Released by SEC JUNE 28, 2018

The Securities and Exchange Commission (SEC) proposes to rescind certain exemptive orders that have been granted to ETFs and their sponsors and also is proposing certain disclosure amendments to Forms to provide investors who purchase and sell ETF shares on the secondary market with additional information regarding ETF trading costs, regardless of whether such ETFs are structured as registered open-end management investment companies ("open-end funds") or unit investment trusts ("UITs").

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These are some other finance-related books we publish:
Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds