Publisher's Synopsis
Commodity Exchange Act: Regulations & Forms, 2020 Edition
The 2020 Edition of Commodity Exchange Act, Regulations & Forms provides a convenient way for you to keep up-to-date and understand the impact and application of the numerous changes made by the Dodd-Frank Act.
With this comprehensive resource, you can be assured that you and/or your clients are fully compliant with all the new requirements.
The book contains the full text of the Commodity Exchange Act and all amendments through April 14, 2020. It also reproduces the rules, regulations and forms of the Commodity Futures Trading Commission. Source material is compiled from the Commodity Futures Law Reporter. The 2020 Edition is a comprehensive, yet portable desk reference for lawyers, compliance officers, regulators and others in the commodity futures and derivatives markets.
The 2020 Edition includes CFTC guidance on effective dates of regulations implemented under the Dodd-Frank Act. Includes new regulations since the November 2019 edition including:
- Revisions to registration and reporting requirements for certain CTAs and CPOs
- Delay in the start of uncleared swaps margin requirements for small swaps entities
- Requirements for CFTC-regulated intermediaries to safeguard consumer privacy information
