Publisher's Synopsis
This book serves as a practical guide for financial professionals, compliance and audit staff by providing a thorough description of mutual funds. Included is a detailed review of the complex world of money laundering. The author, Bob Walsh, is widely regarded as one of the leading authorities in this field. He is convinced that providing a better understanding of how mutual funds are structured and operate can dramatically improve compliance and audit results. This book is one of several AML compliance books written by Bob Walsh including a special series of guides prepared specifically for AML auditors. In addition, he has published books that describe the functions and inner workings of key financial services. The information presented was compiled from his decades of hands-on experience in the banking and financial industry working with major domestic and international banks, Federal Bureau of Investigation, Federal Reserve Bank of New York, and leading AML/KYC consulting agencies on some of the more notorious cases in banking history. As one of the leading authorities in the field, Mr. Walsh assists banks with AML/KYC auditing, investigations, compliance assessments, remediations and related AML/KYC technical training. His office is located in New York; he may be contacted by email at: [email protected].
